Paul L. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lewis Howard, who also goes by Paul Howard, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2005. Paul had worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - January 4, 2016
DOWLING & PARTNERS SECURITIES LLC
October 1, 2010 - October 27, 2011
SOLSTICE INVESTMENT RESEARCH, LLC
August 19, 2005 - January 22, 2010
JANNEY MONTGOMERY SCOTT LLC
July 22, 2005 - January 22, 2010
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
