Frederick L. Hepburn
Professional summary
Frederick La'van Hepburn JR, who also goes by Frederick L Hepburn, Ric Hepburn, is a registered financial advisor currently at HAMILTON GRANT LLC located in Los Angeles, California.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 2005. Frederick has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick La'van Hepburn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2019 - Present
HAMILTON GRANT LLC
Office #1: 2121 Avenue Of The Stars 8th Floor Suite 47, Los Angeles, CA, 90067November 15, 2006 - December 31, 2008
F.L. HEPBURN FINANCIAL GROUP
December 12, 2005 - March 30, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2019)
(7/8/2025)
Exams
Series 79TO
Date: 2/26/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HAMILTON GRANT LLC
CRD#: 166180 / SEC#: , 8-69192
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| KUO, ANDREW C | MEMBER | 4415637 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
Red Flags
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