MF
Mark D. Fenton
PORTFOLIO MEDICS
Bonita Springs, FL 34134
Some features on this profile are disabled
CRD#: 4998439
MF
Professional summary
Mark David Fenton, who also goes by Mark Fenton, is a registered financial advisor currently at PORTFOLIO MEDICS, LLC located in Bonita Springs, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 9 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Fenton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; NAPLES, FL, SELF EMPLOYED; STARTED 7/2009; PAID VIA COMMISSIONS FROM VARIOUS INSURANCE COMPANIES; SELL FIXED INSURANCE PRODUCTS, INCLUDING EQUITY INDEXED ANNUITIES; 10 HRS/MONTH, 1 HR/DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Fenton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2014 - Present
PORTFOLIO MEDICS, LLC
Office #1: 27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134RIA
CRD#: 145958
Bonita Springs, FL
Past
September 27, 2010 - January 15, 2014
SYMPHONIC FINANCIAL ADVISORS LLC
RIA
CRD#: 135603
NAPLES, FL
Past
August 2, 2010 - January 14, 2014
SYMPHONIC SECURITIES LLC
BD
CRD#: 139512
NAPLES, FL
Past
September 4, 2009 - July 30, 2010
FORTITUDE ADVISORY GROUP L.L.C.
RIA
CRD#: 116083
GIG HARBOR, WA
Past
July 1, 2009 - July 30, 2010
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
DALLAS, TX
Past
July 30, 2008 - July 7, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
NAPLES, FL
Past
July 29, 2008 - July 7, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
NAPLES, FL
Past
September 12, 2007 - August 1, 2008
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SARASOTA, FL
Past
January 2, 2007 - August 24, 2007
OSAIC FA, INC.
RIA
CRD#: 3978
NAPLES, FL
Past
December 13, 2006 - August 24, 2007
OSAIC FA, INC.
BD
CRD#: 3978
NAPLES, FL
Past
November 14, 2005 - June 6, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NAPLES, FL
Past
October 20, 2005 - June 6, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/11/2014)
IAR
Georgia(8/20/2014)
IAR
Ohio(3/13/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1766
Established
Firm type
Fiscal year end
# of Employees
75
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
