Anthony F. Palazzo
Professional summary
Anthony Francis Palazzo, CFA, who also goes by Tony Palazzo, is a registered financial advisor currently at BERKELEY CAPITAL PARTNERS, LLC located in Milton, Georgia.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anthony has worked at 4 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Francis Palazzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2015 - Present
BERKELEY CAPITAL PARTNERS, LLC
Office #1: 3000 Heritage Walk Suite 301, Milton, GA 30004August 21, 2015 - December 31, 2016
TRIAD ADVISORS LLC
May 6, 2009 - August 25, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 30, 2009 - August 25, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 19, 2006 - May 19, 2009
CITIGROUP GLOBAL MARKETS INC.
October 4, 2006 - May 19, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BERKELEY CAPITAL PARTNERS, LLC
CRD#: 281082 / SEC#: 801-106521
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/20/2015)
(8/22/2015)
Exams
Current Firm
BERKELEY CAPITAL PARTNERS, LLC
CRD#: 281082 / SEC#: 801-106521
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,298 |
| AUM (Assets Under Management) | $ 999,117,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
