Benjamin R. Arnold
Professional summary
Benjamin Richard Arnold is a registered financial professional currently at MERAKI GLOBAL ADVISORS LLC located in Park City, Utah.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Richard Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2019 - Present
MERAKI GLOBAL ADVISORS LLC
Office #1: 1389 Center Drive, Suite 170, Park City, UT 84098Office #2: 1389 Center Drive, Suite 170, Park City, UT 84098June 8, 2016 - February 5, 2019
STONEX OUTSOURCED SERVICES LLC
October 4, 2005 - November 17, 2005
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2022)
(7/3/2023)
(4/5/2019)
(4/5/2022)
(4/18/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MERAKI GLOBAL ADVISORS LLC
CRD#: 297930 / SEC#: , 8-70160
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SVMP HOLDINGS LLC | DIRECT OWNER | |
| PEKE HOLDINGS LLC | DIRECT OWNER | |
| ARNOLD, BENJAMIN RICHARD | FOUNDER & MANAGING PARTNER | 4997870 |
| CARTER, ANA R | FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 4424794 |
| KIM, CHRISTINA CAROLINE | EXECUTIVE ASSISTANT TO FOUNDER & MANAGING PARTNER | 7891414 |
| KURTIS, SCOTT ROBERT | CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 4437685 |
Red Flags
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