David M. Jones

YOSEMITE CAPITAL MANAGEMENT

Newport Beach, CA 92660

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CRD#: 4997770

Professional summary

David Michael Jones, CFP® is a registered financial advisor currently at YOSEMITE CAPITAL MANAGEMENT located in Newport Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED TO SELL FIXED LIFE AND ANNUITIES-DBA JONES & ASSOCIATES. TEACH BUSINESS LAW CLASS AT CONCORDIA UNIVERSITY AS A SUBSTITUTE 2-3 TIMES PER YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 20, 2012 - Present

YOSEMITE CAPITAL MANAGEMENT

Office #1: 5120 Birch Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 124298

Newport Beach, CA

Past

March 10, 2011 - June 1, 2012

SELECT MONEY MANAGEMENT, INC.

RIA

CRD#: 153256

ALISO VIEJO, CA

Past

March 24, 2006 - December 31, 2012

SELECT PORTFOLIO MANAGEMENT INC

RIA

CRD#: 107228

ALISO VIEJO, CA

Past

July 27, 2005 - June 21, 2017

SECURITIES EQUITY GROUP

CRD#: 47215

ALISO VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YOSEMITE CAPITAL MANAGEMENT

YOSEMITE CAPITAL MANAGEMENT | YOSEMITE CAPITAL MANAGEMENT, LLC

CRD#: 124298 / SEC#: 801-62374

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2012)

IAR

Texas
(6/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

Current Firm

YOSEMITE CAPITAL MANAGEMENT

YOSEMITE CAPITAL MANAGEMENT | YOSEMITE CAPITAL MANAGEMENT, LLC

CRD#: 124298 / SEC#: 801-62374

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

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Contact information

Main Address

5120 Birch Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(714) 730-3310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YOSEMITE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	806
AUM (Assets Under Management)	$ 340,226,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOSEMITE CAPITAL MANAGEMENT

SELECT MONEY MANAGEMENT, INC.

SELECT PORTFOLIO MANAGEMENT INC

SECURITIES EQUITY GROUP

Primary Firm SEC Registration

YOSEMITE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2005

SIE

Date: 6/21/2017

Series 7

Date: 7/26/2005

Current Firm

YOSEMITE CAPITAL MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YOSEMITE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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