Fernando B. Jaras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Benjamin Jaras, who also goes by Ben Jaras, Benjamin Jaras, Fernando Jaras, was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 2006. Fernando had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2009 - December 3, 2012
VINING-SPARKS IBG, LLC
June 2, 2009 - July 6, 2009
VECTORGLOBAL WMG
February 23, 2007 - July 12, 2007
RBC CAPITAL MARKETS, LLC
April 14, 2006 - July 12, 2007
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
