Min Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Min Zhang was a registered financial professional .
Min is a previously registered financial professional and started their career in finance in 2005. Min had worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3, Series 7, Series 86, Series 87 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2021 - July 11, 2022
THE HINA GROUP, INC.
April 10, 2018 - March 18, 2019
THE HINA GROUP, INC.
December 26, 2013 - September 22, 2017
THE HINA GROUP, INC.
October 24, 2011 - September 27, 2013
PIMCO INVESTMENTS LLC
September 1, 2005 - November 7, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
THE HINA GROUP, INC.
CRD#: 128128 / SEC#: , 8-66091
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HINA GROUP HOLDINGS | SOLE STOCKHOLDER | |
| CLOW, ERIC DEMEY | CHIEF FINANCIAL OFFICER & FINOP | |
| ZHANG, MIN | CEO & CCO | 4997308 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
