Sandra Francisco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Francisco, who also goes by Sandra M Francisco, Sandy Francisco, Sandra M Gaspar, Sandra Gaspar, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2005. Sandra had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2025 - September 23, 2025
CAPITOLIS GLOBAL BROKER DEALER LLC
August 29, 2018 - July 13, 2023
BNP PARIBAS SECURITIES CORP.
June 2, 2017 - September 17, 2018
WELLS FARGO SECURITIES, LLC
September 3, 2008 - May 22, 2017
DEUTSCHE BANK SECURITIES INC.
September 29, 2005 - September 15, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITOLIS GLOBAL BROKER DEALER LLC
CRD#: 325346 / SEC#: , 8-71056
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
