Lori M. Schumann
Professional summary
Lori Marie Schumann, who also goes by Lori Marie Palmer, Lori Marie Smith, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Olathe, Kansas.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lori has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lori Marie Schumann's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2015 - Present
EMPOWER ADVISORY GROUP, LLC
September 2, 2014 - January 22, 2015
EMPOWER FINANCIAL SERVICES, INC.
January 3, 2007 - September 3, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 7, 2005 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2015)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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