JE
Jeffrey S. Emmeluth
J. W. COLE ADVISORS
STUART, FL 34996
Some features on this profile are disabled
CRD#: 4997025
JE
Professional summary
Jeffrey Steven Emmeluth is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Stuart, Florida and J.W. COLE FINANCIAL, INC. located in Stuart, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE,LONG TERM CARE INSURANCE,FIXED AND INDEXED ANNUITIES,LIFE INSURANCE. 2. A) CRAIG JEFFRIES WEALTH MANAGEMENT GROUP, LLC B. 1055 EAST CEAN BLVD, STUART FL, 34994 C. MANAGING PARTNER D. 10/2014 E. INVESTMENT RELATED F. FINANCIAL & INVESTMENT SERVICES G. 200 HRS/MONTH H. 160 HRS/MONTH DURING TRADING HOURS I. COMPANY OFFICER/DIRECTOR POSITION 3. BULL AND BEAR PROPERTIES, LLC; NON-INVESTMENT RELATED; 1055 SE OCEAN BLVD., STUART, FL 34996; OWNS OFFICE BUILDING AND ESTABLISHED FOR BUSINESS AND TAX PURPOSES; MANAGER; START DATE: 4/26/2021; 4 HOURS PER MONTH, 0 DURING TRADING; UPKEEP OF BUILDING, PAY TAXES
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Steven Emmeluth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2015 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1055 East Ocean Blvd., Stuart, FL 34996RIA
CRD#: 112294
STUART, FL
Current
November 6, 2014 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1055 East Ocean Blvd., Stuart, FL 34996BD
CRD#: 124583
Stuart, FL
Past
October 9, 2007 - October 31, 2014
EDWARD JONES
RIA
CRD#: 250
PORT ST LUCIE, FL
Past
October 1, 2007 - October 31, 2014
EDWARD JONES
BD
CRD#: 250
PORT ST LUCIE, FL
Past
November 3, 2005 - September 26, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
STUART, FL
Past
September 7, 2005 - September 26, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
STUART, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/12/2022)
RR
Florida(11/14/2014)
IAR
Florida(1/7/2015)
RR
Georgia(4/3/2023)
RR
Missouri(6/27/2017)
RR
New Jersey(11/6/2014)
RR
North Carolina(7/7/2023)
RR
Ohio(2/13/2024)
RR
Pennsylvania(9/12/2024)
RR
South Carolina(10/20/2021)
RR
Wisconsin(12/1/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Stuart, FL 34996TRUST BUT VERIFY
Monitor Jeffrey Emmeluth
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
