Jarret L. Christie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarret Lynn Pope Christie, who also goes by Jarret Lynn Christie, was a registered financial professional .
Jarret is a previously registered financial professional and started their career in finance in 2006. Jarret had worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2015 - January 14, 2020
CORNERSTONE MACRO LLC
September 14, 2010 - June 22, 2015
MACRO RISK ADVISORS LLC
September 27, 2006 - October 3, 2007
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/2011
Limited Representative-Equity Trader ExamCurrent Firm
CORNERSTONE MACRO LLC
CRD#: 168152 / SEC#: , 8-69293
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
