JF
Jeffrey S. Fountain
TRUTORO
HARRISON, AR 72601
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CRD#: 4996546
JF
Professional summary
Jeffrey Scott Fountain is a registered financial advisor currently at TRUTORO located in Harrison, Arkansas.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I JEFFREY FOUNTAIN OWNS FOUNTAIN FINANCIAL & TAX SERVICES, INC., MY COMPANY, SPENDS APPROXIMATELY 20-30 HOURS PER WEEK DEVOTED TO TAX PREPARATION, BOOKKEEPING AND PAYROLL SERVICES. APPROXIMATELY, 1 HOUR PER WEEK IS DEVOTED TO HANDLING ANY CORRESPONDENCE FOR THE BUSINESS. ALSO, JEFF FOUNTAIN OF THE COMPANY IS LICENSED TO SELL LIFE, LONG-TERM CARE, AND HEALTH INSURANCE IN THE STATE OF ARKANSAS. HE MAY RECEIVE NORMAL COMMISSIONS FOR INSURANCE SALES IN HIS SEPARATE ROLE AS AN INSURANCE AGENT/BROKER. THIS ROLE MAY MAKE UP TO 10% OF HIS TOTAL COMPENSATION, AND UP TO FIVE HOURS PER WEEK TO OPERATE.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Fountain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2014 - Present
TRUTORO
Office #1: 104 Lakeshore Dr, Harrison, AR 72601RIA
BD
CRD#: 169291
HARRISON, AR
Past
August 7, 2007 - November 5, 2014
FOUNTAIN FINANCIAL & TAX SERVICES INC.
RIA
CRD#: 144680
HARRISON, AR
Past
October 19, 2005 - July 11, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HARRISON, AR
Past
August 5, 2005 - July 11, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HARRISON, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(11/6/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2201 Washington Ave Suite 2, Conway, AR 72032
Mailing Address
2201 Washington Ave Ste 2, Conway, AR 72032
Phone number
(501) 358-6131
Established
Arkansas since 09/05/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (7 States and Territories)
FINRA licenses (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,172 |
| AUM (Assets Under Management) | $ 130,734,559 |
Red Flags
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