Jed M. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jed Marshall Cohen was a registered financial professional .
Jed is a previously registered financial professional and started their career in finance in 1970. Jed had worked at 14 firms and has passed the Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - January 3, 2023
THE INVESTMENT HOUSE LLC
May 4, 2012 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
September 24, 2009 - May 23, 2012
FIRST WESTERN INVESTMENT MANAGEMENT, INC.
August 11, 2003 - August 10, 2009
GKM ADVISERS, LLC
July 3, 2003 - July 20, 2012
SAMUELS CHASE & CO., INC.
April 14, 2000 - August 12, 2003
GKM ADVISERS INC.
February 9, 2000 - July 7, 2003
BMO CAPITAL MARKETS CORP.
June 6, 1989 - January 21, 2000
GRUNTAL & CO., L.L.C.
December 24, 1987 - July 18, 1989
JED M. COHEN, INC.
September 14, 1987 - December 1, 1987
CHESTNUT HILL SECURITIES,INC.
April 1, 1986 - August 25, 1987
CANTOR FITZGERALD & CO.
February 16, 1973 - April 18, 1986
J.P. MORGAN SECURITIES LLC
July 19, 1972 - April 13, 1974
NEWBURGER, LOEB SECURITIES, INC.
October 1, 1970 - September 16, 1972
NEWBURGER LOEB & COMPANY
Primary Firm SEC Registration
THE INVESTMENT HOUSE LLC
CRD#: 163493 / SEC#: 801-76547
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 9/7/1962
Registered Representative ExaminationCurrent Firm
THE INVESTMENT HOUSE LLC
CRD#: 163493 / SEC#: 801-76547
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 604 |
| AUM (Assets Under Management) | $ 2,202,989,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
