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KG

Kimberly M. Gannis

CARNEGIE INVESTMENT COUNSEL
Canonsburg, PA 15317
Some features on this profile are disabled
CRD#: 4996314
KG

Professional summary

Kimberly Martina Gannis, who also goes by Kim Gannis, Kimberely M Gannis, Kimberely Martina Gannis, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Canonsburg, Pennsylvania.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kimberly has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kim Gannis | Kimberely M Gannis | Kimberely Martina Gannis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Martina Gannis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2015 - Present

CARNEGIE INVESTMENT COUNSEL

Office #1: 1500 Ashwood Drive Suite 1504, Canonsburg, PA 15317
RIA
CRD#: 150488
Canonsburg, PA
Past

August 26, 2013 - March 5, 2015

STEEL TOWER INVESTMENTS

RIA
CRD#: 166742
PITTSBURGH, PA
Past

May 16, 2012 - October 8, 2015

PRIMESOLUTIONS ADVISORS, LLC

RIA
CRD#: 110085
PITTSBURGH, PA
Past

August 2, 2011 - May 8, 2012

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

September 8, 2009 - May 8, 2012

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

August 19, 2005 - December 5, 2008

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(10/13/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/29/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/18/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)
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Contact information

Main Address
30300 Chagrin Boulevard, Pepper Pike, OH 44124
Mailing Address
Phone number
(216) 367-4114
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARNEGIE FORM ADV PART 2A 03-31-2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts8,127
AUM (Assets Under Management)$ 6,520,130,588

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/09/2024
Cover Page
Report
07/13/2023
Cover Page
Report
02/08/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARNEGIE INVESTMENT COUNSEL

CRD#: 150488Canonsburg, PA 15317

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