Matthew D. Davis

EUREKA WEALTH MANAGEMENT

Los Angeles, CA

Some features on this profile are disabled

CRD#: 4995900

Professional summary

Matthew Deoran Davis, CFP®, who also goes by Matthew Davis, is a registered financial advisor currently at EUREKA WEALTH MANAGEMENT located in Los Angeles, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; Investment Related; Sells fixed insurance products; Palm Springs, CA. Spends 40hrs/mth; 20 during trading. Real Estate Ownership; Single Family; Seattle, WA. 98112; Not investment related; September 2015. Spends 1 hr/month, 0 during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Deoran Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

June 30, 2017 - Present

EUREKA WEALTH MANAGEMENT

RIA

CRD#: 288494

Los Angeles, CA

Past

August 4, 2015 - March 6, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

August 4, 2015 - March 6, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANCISCO, CA

Past

September 25, 2007 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Past

April 23, 2007 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SEATTLE, WA

Past

November 14, 2005 - June 6, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISCO, CA

Past

September 14, 2005 - June 6, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/15/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/13/2005

General Securities Representative Examination

Current Firm

EUREKA WEALTH MANAGEMENT

DAVIS, MATTHEW DEORAN | EUREKA WEALTH MANAGEMENT

CRD#: 288494 / SEC#:

California

Registered Investment Advisory firm - (6/30/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Los Angeles, CA

Mailing Address

8605 Santa Monica Blvd Pmb 35721, West Hollywood, CA 90069-4109

Phone number

(760) 537-0791

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 31,060,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew D. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Deoran Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2005

SIE

Date: 3/6/2017

Series 31

Date: 10/15/2005

Series 7

Date: 9/13/2005

Current Firm

EUREKA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EUREKA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors