Anthony Albert Compaglia
Professional Summary
Anthony Albert Compaglia, who also goes by Anthony Albert Compaglia Mr., Anthony Compaglia, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2005 - 2026. Anthony had worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony Albert Compaglia Mr., Anthony Compaglia
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
TULLY & HOLLAND, INCORPORATED | ULIN & HOLLAND, INCORPORATED
Contact Information
Main Address
501 Boylston Street 10th Floor, Boston, MA 02116Mailing Address
501 Boylston Street 10th Floor, Boston, MA 02116Phone Number
(781) 239-2900Established
Massachusetts since 02/07/1992Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TULLY, TIMOTHY WILLIAM | PRESIDENT, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2779617 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2024About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2006About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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