Robert S. Priske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steven Priske, who also goes by Robert Priske, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2005. Robert had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2021 - March 8, 2022
DCMB SECURITIES LLC
June 7, 2016 - March 2, 2021
BMO CAPITAL MARKETS CORP.
August 16, 2013 - May 12, 2016
CREDIT SUISSE SECURITIES (USA) LLC
March 29, 2010 - July 25, 2013
JEFFERIES LLC
August 18, 2005 - March 26, 2010
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DCMB SECURITIES LLC
CRD#: 146578 / SEC#: , 8-67831
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONOVAN, JOHN WILLIAM JR. | MANAGING MEMBER/PRESIDENT/SECRETARY/DESIGNATED PRINCIPAL/CCO | |
| KATZ, MARIE | FINOP/CFO | 2457660 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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