Martin E. Palomo

ARGENT WEALTH

Ridgeland, MS 39157

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CRD#: 4995216

Professional summary

Martin E Palomo IV, who also goes by Martin E Palomo, Martin Palomo, is a registered financial advisor currently at ARGENT WEALTH, LLC located in Ridgeland, Mississippi.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Martin has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin E Palomo | Martin Palomo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PALOMO FUTBOL CONSULTING; NO; 1941 E NORTHSIDE DR, JACKSON, MS 39211; TOURNAMENTS, REFEREE AND SOCCER CONSULTING; OWNER; 2015; 10-20; 0 ; REFEREE YOUTH AND HIGH SCHOOL SOCCER; DIRECT TOURNAMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin E Palomo IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2021 - Present

ARGENT WEALTH, LLC

Office #1: 1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

RIA

CRD#: 311685

Ridgeland, MS

Past

February 3, 2016 - December 31, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MADISON, MS

Past

January 29, 2016 - December 31, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MADISON, MS

Past

June 12, 2014 - September 2, 2015

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MADISON, MS

Past

June 5, 2014 - September 2, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MADISON, MS

Past

January 21, 2014 - April 15, 2014

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SCHAUMBURG, IL

Past

September 23, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

MADISON, MS

Past

September 23, 2013 - April 15, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MADISON, MS

Past

January 30, 2012 - September 10, 2013

EDWARD JONES

RIA

CRD#: 250

BRANDON, MS

Past

November 17, 2011 - September 10, 2013

EDWARD JONES

CRD#: 250

BRANDON, MS

Past

September 1, 2006 - August 15, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

RIDGELAND, MS

Past

September 1, 2006 - August 15, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

RIDGELAND, MS

Past

June 19, 2006 - August 29, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

JACKSON, MS

Past

August 26, 2005 - August 29, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

JACKSON, MS

Past

August 26, 2005 - August 29, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

JACKSON, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(2/16/2021)

IAR

Texas
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/3/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2011

General Securities Representative Examination

Current Firm

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 957-0323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	787
AUM (Assets Under Management)	$ 439,274,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin E. Palomo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin E Palomo IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ARGENT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2019

Series 66

Date: 12/3/2011

Series 63

Date: 10/13/2005

SIE

Date: 12/31/2016

Series 7

Date: 11/16/2011

Current Firm

ARGENT WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGENT WEALTH, LLC

TRUST BUT VERIFY

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