Steve M. Osterink
ADVISORY ALPHA
Holland, MI 49423
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CRD#: 4994816
Professional summary
Steve Mark Osterink JR., CFP®, who also goes by Steven Osterink Jr, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Holland, Michigan.
Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steve has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Osterink Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STEVEN MARK OSTERINK, JR; INVESTMENT-RELATED; 348 S. WAVERLY ROAD, SUITE 100, HOLLAND, MI 49423; SALE OF INSURANCE; LICENSED INSURANCE AGENT; 04/2007; APPROX> 1 HOUR/MONTH; APPROX. 0 HOURS/MONTH DURING TRADING HOURS; OFFER TERM LIFE INSURANCE AND FIXED ANNUITIES TO CLIENTS. 2) SMO PARTNERS, LLC.; INVESTMENT RELATED; 348 S. WAVERLY ROAD, SUITE 100, HOLLAND, MI 49423; HOLD MINORITY OWNERSHIP AS A NON OPERATING HOLDING COMPANY; SOLE MEMBER; MEMBER; 12/2021; APPROX >1 HOUR/MONTH; 0 HOURS/MONTH DURING TRADING; MANAGING PARTNER OF HOLDING COMPANY. 3) 348 WAVERLY, LLC; NOT INVESTMENT-RELATED; 348 S. WAVERLY ROAD, SUITE 100, HOLLAND, MI 49423; REAL ESTATE; OWNER; 12/2020; APPROX. 5 HOURS/MONTH; APPROX. 0 HOURS/MONTH DURING TRADING HOURS; OWN PROPERTY AND OVERSEE PROPERTY MANAGER AND TENANTS. 4) INSURANCE PLANNING SPECIALISTS, LLC; INVESTMENT RELATED; 348 S. WAVERLY ROAD, SUITE 100, HOLLAND, MI 49423; INSURANCE SALES; OWNER/LICENSED INSURANCE AGENT; 12/31/2024; APPROX. 2 HOURS/MONTH; APPROX 2 HOURS/MONTH; OFFERING FIXED INSURANCE PRODUCT SALES AND PLANNING SERVICES, WHILE OPERATING AS THE OWNER AND MANAGING BUSINESS OPERATIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Steve Mark Osterink JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 16, 2011 - Present
ADVISORY ALPHA, LLC
Office #1: 348 S Waverly Rd Suite 100, Holland, MI 49423RIA
CRD#: 158282
Holland, MI
Past
April 4, 2019 - December 16, 2021
SIMPLICITY WEALTH
RIA
CRD#: 300572
SUMMIT, NJ
Past
June 10, 2011 - March 21, 2017
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
GRAND RAPIDS, MI
Past
November 1, 2010 - June 7, 2011
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
KENTWOOD, MI
Past
October 29, 2010 - June 6, 2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
KENTWOOD, MI
Past
February 2, 2010 - November 2, 2010
OSAIC SERVICES, INC.
RIA
CRD#: 133763
GRANDVILLE, MI
Past
December 14, 2005 - November 2, 2010
OSAIC SERVICES, INC.
BD
CRD#: 133763
GRANDVILLE, MI
Past
July 12, 2005 - December 15, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GRANDVILLE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/26/2022)
IAR
Michigan(6/16/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Company Information
ADVISORY ALPHA, LLC
CRD#: 158282Holland, MI 49423TRUST BUT VERIFY
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