Matthew O. Mendes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Orlando Mendes, who also goes by Matthew Mendes, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2023 - May 8, 2024
SPEEDROUTE LLC
February 28, 2022 - March 8, 2022
SPEEDROUTE LLC
February 28, 2022 - May 8, 2024
TZERO SECURITIES, LLC
February 28, 2022 - May 8, 2024
TZERO MARKETS
July 6, 2005 - September 16, 2005
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 3/24/2023
Operations Professional ExaminationCurrent Firm
SPEEDROUTE LLC
CRD#: 104138 / SEC#: , 8-52608
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
