Charles Henry Stegman IV | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Henry Stegman IV, who also goes by "casey" Henry Stegman IV, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 2005. Charles had worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

"casey" Henry Stegman Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 7, 2018 - December 20, 2019

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

Frisco, TX

Past

March 26, 2018 - December 23, 2019

LPL FINANCIAL LLC

BD

CRD#: 6413

FRISCO, TX

Past

May 19, 2017 - February 7, 2018

CHAMPLAIN ADVISORS, LLC

BD

CRD#: 129560

CHRISTIANSTED TOWN, VI

Past

October 27, 2010 - May 3, 2017

STONEGATE CAPITAL MARKETS, INC.

BD

CRD#: 6376

DALLAS, TX

Past

September 19, 2005 - November 3, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

PLANO, TX

Past

September 8, 2005 - November 3, 2006

A. G. EDWARDS & SONS, INC.

BD

CRD#: 4

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 4/14/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

RR

IAR

Series 66

Date: 9/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/21/2010

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 6/21/2010

General Securities Principal Examination

Current Firm

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

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Contact information

Main Address

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 867-7050

Established

Firm type

Fiscal year end

# of Employees

279

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIT FINANCIAL GROUP, LLC BROCHURE (9/12/2025)

MERIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	31,882
AUM (Assets Under Management)	$ 10,576,048,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles H. Stegman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

CHAMPLAIN ADVISORS, LLC

STONEGATE CAPITAL MARKETS, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MERIT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2018

Series 63

Date: 4/14/2011

Series 66

Date: 9/16/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2010

Series 24

Date: 6/21/2010

Current Firm

MERIT FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIT FINANCIAL ADVISORS

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