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Luca Giuseppe Solca

CRD# 4994454·Registered 2005 - 2013
Previously Registered: Being a previously registered professional could mean that Luca is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Luca Giuseppe Solca, who also goes by Luca Giuseppe Solca -, Luca Solca, was a registered financial advisor. Luca was a previously registered financial professional and started their career in finance 2005 - 2013. Luca had worked at 2 firms and has passed the Series 86, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Luca Giuseppe Solca -, Luca Solca

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

EXANE, INC.·CRD# 41784
BD
New York, NY
February 13, 2013 - April 25, 2013
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Nashville, TN
August 29, 2005 - May 11, 2011

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Current Firm

EI
EXANE, INC.

EXANE, INC.

CRD#: 41784 / SEC#: 8-49569
BD
Terminated by SEC on 12/20/2022

Contact Information

Established

Delaware since 07/29/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
EXANE S.A.SOLE SHAREHOLDER—
EVELETH, JASON SCOTTPRESIDENT & CEO1741601
MASSARO, CHRISTINA MARIACHIEF COMPLIANCE OFFICER2219491

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Sep 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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