Trevor M. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Michael Perry was a registered financial advisor .
Trevor is a previously registered financial advisor and started their career in finance in 2007. Trevor had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2022 - May 29, 2024
IM GLOBAL US DISTRIBUTORS LLC
August 11, 2020 - May 13, 2021
FORESIDE FINANCIAL SERVICES, LLC
May 15, 2017 - April 17, 2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 14, 2014 - May 12, 2017
VAN ECK SECURITIES CORPORATION
January 3, 2012 - September 9, 2014
BLACKROCK INVESTMENTS, LLC
February 10, 2010 - September 9, 2014
BLACKROCK FUND ADVISORS
February 10, 2010 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 2, 2009 - July 1, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 16, 2008 - March 20, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 19, 2007 - July 1, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IM GLOBAL US DISTRIBUTORS LLC
CRD#: 299892 / SEC#: , 8-70266
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
