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BS

Brian C. Smith

OLD MISSION CAPITAL
Chicago, IL 60602
Some features on this profile are disabled
CRD#: 4994082
BS

Professional summary

Brian Christopher Smith is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in Chicago, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 8 firms and has passed the SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Christopher Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2020 - Present

OLD MISSION CAPITAL, LLC

Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602Office #2: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602
BD
CRD#: 146991
Chicago, IL
Past

September 10, 2020 - December 26, 2024

OLD MISSION MARKETS LLC

BD
CRD#: 281867
Chicago, IL
Past

October 16, 2017 - November 12, 2019

XR SECURITIES LLC

BD
CRD#: 145357
CHICAGO, IL
Past

November 12, 2013 - April 18, 2017

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

December 20, 2012 - June 11, 2014

OCTEG, LLC

BD
CRD#: 117429
CHICAGO, IL
Past

March 17, 2011 - December 11, 2012

JANE STREET OPTIONS, LLC

BD
CRD#: 134159
NEW YORK, NY
Past

July 3, 2009 - December 11, 2012

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
NEW YORK, NY
Past

March 15, 2006 - July 13, 2006

JANE STREET SPECIALISTS, LLC

BD
CRD#: 118232
NEW YORK, NY
Past

July 7, 2005 - July 13, 2006

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/23/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/2/2009
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

OM
OLD MISSION CAPITAL, LLC
OLD MISSION CAPITAL, LLC

CRD#: 146991 / SEC#: , 8-67867

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Phone number
(312) 235-5371
Established
Illinois since 03/19/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OLD MISSION GROUP LLCMEMBER
GUZOWSKI, JOSEF MICHAELMANAGER2989719
KEITH, ALLEN THOMASFINOP4457493
LOOBY, KEVIN PETERCHIEF COMPLIANCE OFFICER4229297
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION CAPITAL, LLC

CRD#: 146991Chicago, IL 60602

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