Brian W. Ziemer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian William Ziemer, who also goes by Brian W Ziemer, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2013 - September 1, 2015
GE CAPITAL MARKETS, INC.
February 28, 2013 - September 30, 2013
SANTANDER US CAPITAL MARKETS LLC
December 3, 2012 - September 30, 2013
PIERPONT CAPITAL ADVISORS LLC
August 12, 2011 - November 28, 2012
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GE CAPITAL MARKETS, INC.
CRD#: 13349 / SEC#: , 8-29149
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
