Moira E. Fahey-ullrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Moira Ellen Fahey-ullrich, who also goes by Moira Ellen Fahey, Moira Ellen Riley, was a registered financial professional .
Moira is a previously registered financial professional and started their career in finance in 2005. Moira had worked at 4 firms and has passed the Series 66, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2015 - January 15, 2021
STRATEGIC WEALTH PARTNERS
August 1, 2013 - February 10, 2015
STRATEGIC WEALTH PARTNERS, LLC
October 16, 2008 - December 31, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 16, 2008 - December 31, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 21, 2007 - October 27, 2008
LASALLE FINANCIAL SERVICES, INC.
October 17, 2005 - December 31, 2008
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH PARTNERS
CRD#: 174052 / SEC#: 801-80683
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,045 |
| AUM (Assets Under Management) | $ 3,483,244,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
