Michael Papazis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Papazis, who also goes by Michael N Papazis, Michael Nicholas Papazis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2025 - October 31, 2025
BMS CAPITAL ADVISORY, INC.
October 5, 2023 - March 19, 2024
GT SECURITIES, INC.
October 29, 2021 - October 20, 2022
MAXIM GROUP LLC
June 15, 2020 - September 27, 2021
BTIG, LLC
May 9, 2012 - July 24, 2020
SMG SECURITIES, INC.
November 23, 2009 - April 13, 2012
OPPENHEIMER & CO. INC.
August 1, 2005 - October 27, 2009
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BMS CAPITAL ADVISORY, INC.
CRD#: 169092 / SEC#: , 8-69349
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
