Anthony Tahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Tahan, who also goes by Anthony George Tahan, Anthony Tahan, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2007. Anthony had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2023 - July 10, 2023
EAGLE STRATEGIES LLC
August 31, 2021 - July 10, 2023
NYLIFE SECURITIES LLC
November 26, 2018 - January 27, 2021
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2018 - January 27, 2021
WELLS FARGO CLEARING SERVICES, LLC
December 7, 2015 - August 14, 2017
MORGAN STANLEY
December 2, 2015 - August 14, 2017
MORGAN STANLEY
February 27, 2012 - June 3, 2015
M&T SECURITIES, INC.
February 27, 2012 - June 3, 2015
M&T SECURITIES, INC.
November 23, 2010 - September 12, 2011
ARVEST WEALTH MANAGEMENT
November 5, 2010 - September 12, 2011
ARVEST WEALTH MANAGEMENT
February 23, 2007 - November 30, 2007
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
