DS
Derek J. Swedberg
PACK PRIVATE WEALTH
Wayzata, MN 55391
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CRD#: 4993155
DS
Professional summary
Derek Joel Swedberg is a registered financial advisor currently at PACK PRIVATE WEALTH, LLC located in Wayzata, Minnesota.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Derek has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lifespark; Inv-related: No; Located at 5320 W 23rd St Suite, 130, St. Louis Park, MN. 55416; Senior Care Provider; Consultant; Starting 5/2/2022; Approximately 5 hrs/month. Duties: Working with the CEO to facilitate business expansion opportunities. 2. Red Barn Holdings LLC; Inv-related: No; Located at 1905 Wayzata Blvd E, #320, Wayzata, MN 55391; LLC Owned by a trust; Trustee; Starting 04/28/2024; Less than 1 hr/month; Duties: Receive mail for the trust 3. PACK Private Capital LLC; Inv-related: Yes; Located at 5320 W 23rd St Suite, 130, St. Louis Park, MN. 55416; holding company for private business investments; Executive Chairman; Starting 3/1/2021; Appx 40 hours/month; Duties: Sourcing investment opportunities, due diligence, partner communication. 4. MKTA 55+ Developer, LLC; Inv-related: Yes; Located at 607 North Washington Avenue #100 Minneapolis, Minnesota 55401; Nature: Management entity for holding company created for private business investments; Advisory Board Member; Starting 9/27/2024; Approximately 5% of time per month; Duties: Serve on a 5 person advisory board. 5. Insurance; Inv-related: Yes; Same Location; commissionable insurance business in an independent capacity; Appx 5% of time per month.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Joel Swedberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2020 - Present
PACK PRIVATE WEALTH, LLC
Office #1: 1905 Wayzata Blvd. Suite 320, Wayzata, MN 55391RIA
CRD#: 310523
Wayzata, MN
Past
November 29, 2007 - October 27, 2020
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MINNETONKA, MN
Past
November 1, 2007 - October 27, 2020
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PACK PRIVATE WEALTH, LLC
PACK PRIVATE WEALTH, LLC
CRD#: 310523 / SEC#: 801-119617
RIA
Registered Investment Advisory firm - (10/8/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/8/2020)
IAR
Texas(2/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PP
PACK PRIVATE WEALTH, LLC
PACK PRIVATE WEALTH, LLC
CRD#: 310523 / SEC#: 801-119617
RIA
Registered Investment Advisory firm - (10/8/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1905 Wayzata Blvd. Suite 320, Wayzata, MN 55391
Mailing Address
Phone number
(952) 563-9811
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 357 |
| AUM (Assets Under Management) | $ 267,189,818 |
Red Flags
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