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Gregory Scott Aagaard

Gregory S. Aagaard

RAI WEALTH
NAPERVILLE, IL 60563
Some features on this profile are disabled
CRD#: 4993109
Gregory Scott Aagaard

Professional summary

Gregory Scott Aagaard, CFP®, who also goes by Greg S Aagaard, Greg Scott Aagaard, is a registered financial advisor currently at RAI WEALTH located in Naperville, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gregory has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Greg S Aagaard | Greg Scott Aagaard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Aagaard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

April 19, 2023 - Present

RAI WEALTH

Office #1: 1700 Park Street, Suite 106, Naperville, IL 60563
RIA
CRD#: 324695
NAPERVILLE, IL
Past

June 14, 2021 - March 7, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
NAPERVILLE, IL
Past

September 29, 2016 - June 14, 2021

TC WEALTH PARTNERS, LLC

RIA
CRD#: 283644
DOWNERS GROVE, IL
Past

May 5, 2014 - March 24, 2016

ELKHORN SECURITIES, LLC

BD
CRD#: 168905
wheaton, IL
Past

October 22, 2013 - May 8, 2014

CAPE SECURITIES INC.

BD
CRD#: 7072
MCDONOUGH, GA
Past

September 20, 2013 - August 8, 2016

ELKHORN INVESTMENTS

RIA
CRD#: 168198
WHEATON, IL
Past

October 20, 2005 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA
CRD#: 129288
LISLE, IL
Past

July 22, 2005 - September 11, 2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RAI WEALTH
BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA
Registered Investment Advisory firm - (4/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/19/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/24/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2005
General Securities Representative Examination

Current Firm

RW
RAI WEALTH
BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA
Registered Investment Advisory firm - (4/5/2023 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1700 Park Street, Suite 106, Naperville, IL 60563
Mailing Address
Phone number
(630) 733-8434
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (3/11/2026)

Regulatory assets under management

Total Number of Accounts1,220
AUM (Assets Under Management)$ 530,789,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAI WEALTH

CRD#: 324695Naperville, IL 60563

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