Gregory S. Aagaard

RAI WEALTH

NAPERVILLE, IL 60563

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CRD#: 4993109

Professional summary

Gregory Scott Aagaard, CFP®, who also goes by Greg S Aagaard, Greg Scott Aagaard, is a registered financial advisor currently at RAI WEALTH located in Naperville, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gregory has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg S Aagaard | Greg Scott Aagaard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Private Client Services Broker Dealer Registered Representative Since 03/2023 Investment Related RAI Wealth Position: Relationship Manager - Financial Advisor - Nature: SAA Advisory - Financial Advisor - Investment Related: Yes - Hours: 160 - Securities Trading Hours: 160 - Start Date: 06/14/2021 Address: 1700 Park St., Ste 106, Naperville IL 60563, United States

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Aagaard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

April 19, 2023 - Present

RAI WEALTH

Office #1: 1700 Park Street, Suite 106, Naperville, IL 60563

RIA

CRD#: 324695

NAPERVILLE, IL

Past

June 14, 2021 - March 7, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NAPERVILLE, IL

Past

September 29, 2016 - June 14, 2021

TC WEALTH PARTNERS, LLC

RIA

CRD#: 283644

DOWNERS GROVE, IL

Past

May 5, 2014 - March 24, 2016

ELKHORN SECURITIES, LLC

CRD#: 168905

wheaton, IL

Past

October 22, 2013 - May 8, 2014

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

September 20, 2013 - August 8, 2016

ELKHORN INVESTMENTS

RIA

CRD#: 168198

WHEATON, IL

Past

October 20, 2005 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

July 22, 2005 - September 11, 2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA

Registered Investment Advisory firm - (4/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2005

General Securities Representative Examination

Current Firm

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA

Registered Investment Advisory firm - (4/5/2023 Approved)

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Contact information

Main Address

1700 Park Street, Suite 106, Naperville, IL 60563

Mailing Address

Phone number

(630) 733-8434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/2/2025)

Regulatory assets under management

Total Number of Accounts	1,097
AUM (Assets Under Management)	$ 408,633,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory S. Aagaard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Aagaard's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

TC WEALTH PARTNERS, LLC

ELKHORN SECURITIES, LLC

CAPE SECURITIES INC.

ELKHORN INVESTMENTS

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

RAI WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2005

SIE

Date: 3/24/2016

Series 7

Date: 7/21/2005

Current Firm

RAI WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAI WEALTH

TRUST BUT VERIFY

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