Vincent Harambasic

PINNACLE FINANCIAL GROUP LLC

Western Springs, IL 60558

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CRD#: 4992961

Professional summary

Vincent Harambasic III, CFP®, who also goes by VInnie Harambasic, Vincent Harambasic III, is a registered financial advisor currently at PINNACLE FINANCIAL GROUP LLC located in Western Springs, Illinois.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Vincent has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vinnie Harambasic | Vincent Harambasic Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Vincent Harambasic is the Managing Member of ThreePillar Assets, LLC, which owns 50% of Pinnacle Financial Group, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Harambasic III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 11, 2022 - Present

PINNACLE FINANCIAL GROUP LLC

Office #1: 823 Burlington Avenue, Western Springs, IL 60558

RIA

CRD#: 116600

Western Springs, IL

Past

March 9, 2020 - October 14, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SCHAUMBURG, IL

Past

March 9, 2020 - October 14, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SCHAUMBURG, IL

Past

April 13, 2018 - March 17, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

WHEATON, IL

Past

April 13, 2018 - March 17, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

WHEATON, IL

Past

February 28, 2008 - April 11, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CHICAGO, IL

Past

November 20, 2007 - April 10, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHICAGO, IL

Past

May 29, 2007 - September 20, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

Past

July 20, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE FINANCIAL GROUP LLC

CRD#: 116600 / SEC#: 801-71357

RIA

Registered Investment Advisory firm - (4/19/2010 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/11/2022)

IAR

Texas
(10/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/14/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/12/2015

General Securities Sales Supervisor - Options Module Examination

Current Firm

PINNACLE FINANCIAL GROUP LLC

CRD#: 116600 / SEC#: 801-71357

RIA

Registered Investment Advisory firm - (4/19/2010 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2010 Terminated)

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Contact information

Main Address

823 Burlington Avenue, Western Springs, IL 60558

Mailing Address

Phone number

(708) 246-6262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE FINANCIAL GROUP LLC (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 571,021,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent Harambasic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Harambasic III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

PINNACLE FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2008

Series 63

Date: 7/26/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2007

Series 6

Date: 7/18/2005

Series 10

Date: 1/14/2016

Series 9

Date: 6/12/2015

Current Firm

PINNACLE FINANCIAL GROUP LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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