Adam Z. Winch

WINCH FINANCIAL

Appleton, WI 54911

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CRD#: 4992765

Professional summary

Adam Zachary Winch is a registered financial advisor currently at WINCH FINANCIAL located in Appleton, Wisconsin.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Adam Winch Music; Is business Investment related: No; Address of other business: Appleton, WI; Nature of other business: Music; Your position: Owner; Start date of relationship: 2006; Approx. # of hours /month devote to other business: 20; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Musician.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Zachary Winch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2007 - Present

WINCH FINANCIAL

Office #1: 424 E. Wisconsin Avenue, Appleton, WI 54911

RIA

CRD#: 110194

Appleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINCH FINANCIAL

WINCH ADVISORY SERVICES LLC | WINCH FINANCIAL | WINCH ADVISORY SERVICES, LLC

CRD#: 110194 / SEC#: 801-55488

RIA

Registered Investment Advisory firm - (4/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/1/2021)

IAR

Wisconsin
(9/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2007

Uniform Investment Adviser Law Examination

Current Firm

WINCH FINANCIAL

WINCH ADVISORY SERVICES LLC | WINCH FINANCIAL | WINCH ADVISORY SERVICES, LLC

CRD#: 110194 / SEC#: 801-55488

RIA

Registered Investment Advisory firm - (4/30/1998 Approved)

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Contact information

Main Address

424 E. Wisconsin Avenue, Appleton, WI 54911

Mailing Address

Phone number

(920) 739-8577

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WINCH ADVISORY SERVICES ADV PART 2A (3/9/2025)

Regulatory assets under management

Total Number of Accounts	2,345
AUM (Assets Under Management)	$ 510,720,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam Z. Winch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Zachary Winch's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINCH FINANCIAL

Primary Firm SEC Registration

WINCH FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2007

Current Firm

WINCH FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINCH FINANCIAL

TRUST BUT VERIFY

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