Christopher R. Miller

SOUTH POINTE ADVISORS LLC

New York, NY

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CRD#: 4992406

Professional summary

Christopher Ronald Miller is a registered financial advisor currently at SOUTH POINTE ADVISORS LLC located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing member of Oak Bridge Royalties a sponsor and syndicator of limited partnerships based in 200 Park Avenue, New York, NY 10166. I am the general partner overseeing fundraising, deployment, and management of capital. Relationship began in July 2015, and I devote approximately 50% of time or, 20-30 hours per week, to Oak Bridge.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ronald Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2021 - Present

SOUTH POINTE ADVISORS LLC

RIA

CRD#: 317019

New York, NY

Past

June 6, 2011 - August 20, 2012

KNOTT ASSET MANAGEMENT, LLC

RIA

CRD#: 141640

CAMBRIDGE, MA

Past

February 7, 2008 - June 4, 2010

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

January 28, 2008 - June 4, 2010

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

May 1, 2006 - October 16, 2007

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

October 27, 2005 - October 16, 2007

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 3, 2005 - August 16, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/29/2022)

IAR

New York
(10/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2005

General Securities Representative Examination

Current Firm

SOUTH POINTE ADVISORS LLC

CRD#: 317019 / SEC#:

Florida

Registered Investment Advisory firm - (4/29/2022 Approved)

New York

Registered Investment Advisory firm - (10/20/2021 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(646) 912-9371

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 9,525,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ronald Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTH POINTE ADVISORS LLC

KNOTT ASSET MANAGEMENT, LLC

LORD ABBETT DISTRIBUTOR LLC

LORD, ABBETT & CO. LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2021

Series 63

Date: 11/9/2005

Series 7

Date: 8/1/2005

Current Firm

SOUTH POINTE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTH POINTE ADVISORS LLC

TRUST BUT VERIFY

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