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Bridget Fay Sullivan

CRD# 4992224·Registered 2005 - 2013
Previously Registered: Being a previously registered professional could mean that Bridget is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bridget Fay Sullivan, who also goes by Bridget F Sullivan, was a registered financial advisor. Bridget was a previously registered financial professional and started their career in finance 2005 - 2013. Bridget had worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bridget F Sullivan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

PYRAMIS DISTRIBUTORS CORPORATION LLC·CRD# 146430
BD
Smithfield, RI
April 3, 2012 - October 24, 2013
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
August 3, 2005 - January 31, 2012

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Current Firm

PD
PYRAMIS DISTRIBUTORS CORPORATION LLC

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430 / SEC#: 8-67821
BD
Terminated by SEC on 09/30/2016

Contact Information

Established

Delaware since 06/15/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIAM HOLDINGS CORP.MEMBER—
CONDRON, CASEY MOOREDIRECTOR3092905
COUTO, SCOTTPRESIDENT / DIRECTOR2178859
LINDE, JASON JOHNCCO2866398
LUBY, JAMES CLAYFINOP/CFO4542482

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2005About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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