Laura L. Oris
Professional summary
Laura L Oris, CFP®, who also goes by Laura L Massari, Laura Massari, is a registered financial professional currently at AXIOM CAPITAL MANAGEMENT, INC. located in Katonah, New York.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2006. Laura has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura L Oris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
May 2, 2011 - Present
AXIOM CAPITAL MANAGEMENT, INC.
June 1, 2009 - May 16, 2011
MORGAN STANLEY
August 2, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2011)
(5/2/2011)
(5/2/2011)
(5/2/2011)
(1/26/2024)
(4/4/2025)
(5/2/2011)
(5/2/2011)
(5/2/2011)
(5/2/2011)
(5/2/2011)
(10/19/2023)
(5/2/2011)
(5/2/2011)
(3/26/2025)
(8/30/2023)
(10/9/2024)
(5/2/2011)
Exams
FINRA
Nasdaq Stock Market
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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