Rebecca Connolly
Professional summary
Rebecca Connolly, who also goes by Rebecca Gielowski, is a registered financial professional currently at ICM CAPITAL MARKETS, LLC located in New York, New York.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2006. Rebecca has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Connolly's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2021 - Present
ICM CAPITAL MARKETS, LLC
Office #1: 1178 Broadway, New York, NY 10001February 2, 2017 - June 10, 2021
MORGAN STANLEY
May 25, 2006 - June 10, 2021
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2021)
(1/4/2023)
(1/26/2022)
(10/19/2021)
(11/16/2021)
(1/12/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/15/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
ICM CAPITAL MARKETS, LLC
CRD#: 312157 / SEC#: , 8-70657
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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