Engjell Pasha
Professional summary
Engjell Pasha was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Engjell is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Engjell had worked at 3 firms, which includes NEWBRIDGE SECURITIES CORPORATION, J.P. TURNER & COMPANY L.L.C., LAWSON FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - January 16, 2013
NEWBRIDGE SECURITIES CORPORATION
September 21, 2011 - November 18, 2011
NEWBRIDGE SECURITIES CORPORATION
July 13, 2009 - November 5, 2010
J.P. TURNER & COMPANY, L.L.C.
May 2, 2008 - October 29, 2008
LAWSON FINANCIAL CORPORATION
January 1, 2006 - May 2, 2008
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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