Brian P. Greenwell

GREENWELL CAPITAL MANAGEMENT

Owensboro, KY

CRD#: 4990984

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Professional summary

Brian Paul Greenwell is a registered financial advisor currently at GREENWELL CAPITAL MANAGEMENT, LLC located in Owensboro, Kentucky.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Greenwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

GREENWELL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 285786

Owensboro, KY

Past

April 11, 2016 - December 27, 2016

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 42941

GOLDEN VALLEY, MN

Past

October 31, 2011 - December 27, 2016

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

GOLDEN VALLEY, MN

Past

January 30, 2008 - October 31, 2011

FELTL & COMPANY

CRD#: 6905

MINNETONKA, MN

Past

February 6, 2006 - January 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MINNEAPOLIS, MN

Past

December 6, 2005 - January 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/9/2022)

IAR

Kentucky
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2005

General Securities Representative Examination

Current Firm

GREENWELL CAPITAL MANAGEMENT, LLC

GREENWELL CAPITAL MANAGEMENT LLC | GREENWELL CAPITAL MANAGEMENT, LLC

CRD#: 285786 / SEC#:

Florida

Registered Investment Advisory firm - (3/9/2022 Approved)

Kentucky

Registered Investment Advisory firm - (1/5/2017 Approved)

Minnesota

Registered Investment Advisory firm - (1/6/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Owensboro, KY

Mailing Address

Phone number

(612) 719-8443

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 13,563,446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian P. Greenwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Greenwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWELL CAPITAL MANAGEMENT, LLC

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

FELTL & COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2016

Series 66

Date: 12/15/2005

SIE

Date: 12/27/2016

Series 7

Date: 12/5/2005

Current Firm

GREENWELL CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENWELL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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