Stephen W. Martin

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

FORT COLLINS, CO

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CRD#: 4990898

Professional summary

Stephen Wright Martin, CFP® is a registered financial advisor currently at PURPOSEFUL FINANCIAL AND LEGACY PLANNING located in Fort Collins, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Wright Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 1, 2005 - Present

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

RIA

CRD#: 135813

FORT COLLINS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/1/2005)

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Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2005

Uniform Investment Adviser Law Examination

Current Firm

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

A RICHER LIFE FINANCIAL PLANNING | PURPOSEFUL FINANCIAL PLANNING | PURPOSEFUL FINANCIAL AND LEGACY PLANNING | MARTIN WEALTH MANAGEMENT, LLC | MARTIN WEALTH MANAGEMENT

CRD#: 135813 / SEC#:

Colorado

Registered Investment Advisory firm - (9/1/2005 Approved)

Texas

Registered Investment Advisory firm - (12/31/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ft Collins, CO

Mailing Address

Phone number

(970) 443-1873

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 89,454,070

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen W. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Wright Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2005

Current Firm

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PURPOSEFUL FINANCIAL AND LEGACY PLANNING

TRUST BUT VERIFY

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