Timothy M. Duffany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy M Duffany was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - December 23, 2017
TDCFO
June 14, 2012 - May 24, 2016
SINGLE POINT PARTNERS
June 29, 2010 - June 11, 2012
MARINER
November 4, 2008 - June 13, 2012
NEW ENGLAND SECURITIES
May 18, 2007 - November 3, 2008
SIGNATOR INVESTORS, INC.
August 24, 2006 - November 3, 2008
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TDCFO
CRD#: 283442 / SEC#:
Contact information
Red Flags
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