Steven Filanowicz
Professional summary
Steven Filanowicz, who also goes by Steven Mark Filanowicz, Steven Filanowicz, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Enfield, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Filanowicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
April 23, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111December 12, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
June 29, 2023 - April 16, 2026
CETERA INVESTMENT ADVISERS LLC
September 22, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 9, 2021 - April 16, 2026
CETERA WEALTH SERVICES, LLC
February 12, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
October 3, 2017 - January 30, 2018
OSAIC INSTITUTIONS, INC.
September 19, 2013 - September 29, 2017
VOYA FINANCIAL ADVISORS, INC.
January 4, 2011 - September 19, 2013
DIRECTED SERVICES LLC
July 11, 2005 - November 29, 2010
DIRECTED SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2026)
(4/23/2026)
Exams
Series 52TO
Date: 10/25/2021
Municipal Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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