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GZ

Genevieve M. Zeletz

KESTRA ADVISORY SERVICES
Houston, TX 77019
Some features on this profile are disabled
CRD#: 4990497
GZ

Professional summary

Genevieve Marie Zeletz is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Houston, Texas.

Genevieve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Genevieve has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Genevieve Marie Zeletz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 2323 South Shepherd Dr. Suite 805, Houston, TX 77019
RIA
CRD#: 283330
Houston, TX
Past

September 20, 2018 - October 8, 2024

MOSAIC ADVISORS

RIA
CRD#: 164913
HOUSTON, TX
Past

May 23, 2018 - September 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Houston, TX
Past

May 16, 2018 - May 20, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Houston, TX
Past

May 16, 2018 - September 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Houston, TX
Past

April 9, 2018 - May 14, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
KINGWOOD, TX
Past

April 6, 2018 - May 14, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
KINGWOOD, TX
Past

September 5, 2012 - October 4, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HOUSTON, TX
Past

August 27, 2012 - October 4, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HOUSTON, TX
Past

February 10, 2011 - February 22, 2012

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
ATLANTA, GA
Past

October 31, 2005 - February 22, 2012

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/26/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Houston, TX 77019

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