Scott R. Johnson
Professional summary
Scott R Johnson, who also goes by Scott Robert Johnson, Scott Johnson, is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott R Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2019 - Present
TRUMID FINANCIAL LLC
Office #1: 1411 Broadway Suite 2410, New York, NY 10018September 19, 2019 - June 22, 2022
ELECTRONIFIE SECURITIES LLC
November 14, 2013 - October 15, 2019
GOLDMAN SACHS & CO. LLC
September 21, 2006 - June 7, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2023)
Exams
FINRA
Current Firm
TRUMID FINANCIAL LLC
CRD#: 172129 / SEC#: , 8-69500
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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