Marina Mesion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marina Mesion was a registered financial professional .
Marina is a previously registered financial professional and started their career in finance in 2006. Marina had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - November 19, 2020
NUVEEN SECURITIES, LLC
August 15, 2014 - March 22, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 27, 2013 - August 18, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 4, 2009 - November 15, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 28, 2008 - October 16, 2009
J.P. MORGAN CLEARING CORP.
September 7, 2006 - October 16, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
