Jeffrey A. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Cohen, who also goes by Jeffrey A Cohen, Jeffrey Cohen, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2015 - June 7, 2017
SONEN CAPITAL LLC
June 30, 2014 - March 9, 2015
COINBASE SECURITIES, INC.
January 3, 2012 - September 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2011 - September 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2006 - April 10, 2007
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
SONEN CAPITAL LLC
CRD#: 159461 / SEC#: 801-72926
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SONEN CAPITAL LLC
CRD#: 159461 / SEC#: 801-72926
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 1,009,760,931 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
