Juan J. Lewis
Professional summary
Juan Jose Lewis, who also goes by Juan J Lewis II, Juan Jose Lewis Ii, Juan J Lewis, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Westtown, New York and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Juan has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juan Jose Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
October 21, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210October 19, 2023 - January 31, 2024
MML INVESTORS SERVICES, LLC
September 6, 2023 - January 31, 2024
MML INVESTORS SERVICES, LLC
January 31, 2023 - August 28, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 26, 2022 - August 28, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 29, 2021 - July 12, 2022
EQUITABLE ADVISORS, LLC
October 4, 2018 - June 8, 2021
ALLSTATE FINANCIAL SERVICES, LLC
February 9, 2015 - August 23, 2018
LIFEMARK SECURITIES CORP.
January 6, 2014 - December 31, 2014
TRIAD ADVISORS LLC
November 5, 2012 - October 14, 2013
GFA SECURITIES, LLC
February 1, 2011 - November 13, 2012
MML INVESTORS SERVICES, LLC
August 5, 2008 - July 9, 2010
SIGNATOR INVESTORS, INC.
September 26, 2005 - July 9, 2008
PFS INVESTMENTS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
(10/21/2025)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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