Chris S. Berkel

CIRRUS CAPITAL LLC

EDMOND, OK 73013

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CRD#: 4989701

Professional summary

Chris Shawn Berkel, who also goes by Christopher Shawn Berkel, is a registered financial advisor currently at CIRRUS CAPITAL LLC located in Edmond, Oklahoma.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Chris has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Shawn Berkel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES (ACCIDENT, HEALTH & SICKNESS); TIME SPENT: 50 HRS/MTH, 50 HRS DURING TRADING. DBA AXIS FINANCIAL; INVESTMENT RELATED; OWNER; 2309 S. KELLY AVE., SUITE 100, EDMOND, OK 73013; ADVISORY SERVICES THROUGH CIRRUS CAPITAL AS AN INVESTMENT ADVISER REP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Shawn Berkel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2022 - Present

CIRRUS CAPITAL LLC

Office #1: 2309 S. Kelly Ave Suite 100, Edmond, OK 73013

RIA

CRD#: 288297

EDMOND, OK

Past

April 7, 2021 - September 25, 2023

FUNDTEQ

RIA

CRD#: 269857

EDMOND, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907

RIA

Registered Investment Advisory firm - (6/2/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/1/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(4/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/2006

Uniform Securities Agent State Law Examination

Current Firm

CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907

RIA

Registered Investment Advisory firm - (6/2/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/1/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2025 Terminated)

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Contact information

Main Address

40900 Woodward Avenue Ste. 111, Bloomfield Hills, MI 48304

Mailing Address

Phone number

(248) 290-6222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,476
AUM (Assets Under Management)	$ 124,261,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chris S. Berkel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Shawn Berkel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIRRUS CAPITAL LLC

FUNDTEQ

Primary Firm SEC Registration

CIRRUS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2021

Series 63

Date: 11/6/2006

Current Firm

CIRRUS CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIRRUS CAPITAL LLC

TRUST BUT VERIFY

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