Jonathan D. Baird
MUSTARD SEED WEALTH MANAGEMENT
Magnolia, AR 71753
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CRD#: 4989535
Professional summary
Jonathan David Baird, CFP® is a registered financial advisor currently at MUSTARD SEED WEALTH MANAGEMENT located in Magnolia, Arkansas.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the Business: Peoples Bank, Is the Business investment-related: No, Address of the Business: 500 N Jackson, Magnolia, AR 71753, Nature of the Business: Bank, Your position, title, or relationship with the Business: Chief Financial Officer, The start date of your relationship with the Business: June 15th, 2005. The approximate number of hours/month you devote to the Business: 80, The number of hours you devote to the Business during security trading hours: 80, Briefly describe your duties relating to the Business: I oversee the bank's risk management and bond investment portfolio. I help in the management of the business of the bank.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan David Baird's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 12, 2005 - Present
MUSTARD SEED WEALTH MANAGEMENT
Office #1: 500 N. Jackson, Magnolia, AR 71753RIA
CRD#: 117737
Magnolia, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUSTARD SEED WEALTH MANAGEMENT
ASHBY, JAMES DAVID | MUSTARD SEED WEALTH MANAGEMENT | MUSTARD SEED FINANCIAL, LLC
CRD#: 117737 / SEC#: 801-66155
RIA
Registered Investment Advisory firm - (5/2/2006 Approved)Arkansas
Registered Investment Advisory firm - (5/3/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/12/2005)
IAR
Louisiana(12/13/2012)
IAR
Texas(11/25/2014)
Current Firm
MUSTARD SEED WEALTH MANAGEMENT
ASHBY, JAMES DAVID | MUSTARD SEED WEALTH MANAGEMENT | MUSTARD SEED FINANCIAL, LLC
CRD#: 117737 / SEC#: 801-66155
RIA
Registered Investment Advisory firm - (5/2/2006 Approved)Arkansas
Registered Investment Advisory firm - (5/3/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
202 S. Pine, Magnolia, AR 71753
Mailing Address
Phone number
(870) 234-1618
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,619 |
| AUM (Assets Under Management) | $ 413,567,032 |
Red Flags
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Company Information
MUSTARD SEED WEALTH MANAGEMENT
CRD#: 117737Magnolia, AR 71753TRUST BUT VERIFY
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