Paul R. Nardella
Professional summary
Paul Robert Nardella was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul Robert Nardella was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2005. Paul had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2012 - March 13, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
May 18, 2012 - October 4, 2012
GLOBAL ARENA CAPITAL CORP
April 27, 2012 - April 30, 2012
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
December 12, 2011 - April 27, 2012
CAPE SECURITIES INC.
June 20, 2011 - July 5, 2011
OPPENHEIMER & CO. INC.
May 27, 2009 - September 14, 2009
FIRST MIDWEST SECURITIES, INC.
May 14, 2008 - August 27, 2008
FIRST MIDWEST SECURITIES, INC.
August 12, 2005 - July 24, 2007
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALTON STRATEGIC INVESTMENT SERVICES INC.
CRD#: 23485 / SEC#: , 8-40545
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
